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ISRIA statement: ten-point guidelines for an effective process of research impact assessment

机译:ISRIA声明:有效研究影响评估的十点指南

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摘要

As governments, funding agencies and research organisations worldwide seek to maximise both the financial and non-financial returns on investment in research, the way the research process is organised and funded is becoming increasingly under scrutiny. There are growing demands and aspirations to measure research impact (beyond academic publications), to understand how science works, and to optimise its societal and economic impact. In response, a multidisciplinary practice called research impact assessment is rapidly developing. Given that the practice is still in its formative stage, systematised recommendations or accepted standards for practitioners (such as funders and those responsible for managing research projects) across countries or disciplines to guide research impact assessment are not yet available.In this statement, we propose initial guidelines for a rigorous and effective process of research impact assessment applicable to all research disciplines and oriented towards practice. This statement systematises expert knowledge and practitioner experience from designing and delivering the International School on Research Impact Assessment (ISRIA). It brings together insights from over 450 experts and practitioners from 34 countries, who participated in the school during its 5-year run (from 2013 to 2017) and shares a set of core values from the school’s learning programme. These insights are distilled into ten-point guidelines, which relate to (1) context, (2) purpose, (3) stakeholders’ needs, (4) stakeholder engagement, (5) conceptual frameworks, (6) methods and data sources, (7) indicators and metrics, (8) ethics and conflicts of interest, (9) communication, and (10) community of practice.The guidelines can help practitioners improve and standardise the process of research impact assessment, but they are by no means exhaustive and require evaluation and continuous improvement. The prima facie effectiveness of the guidelines is based on the systematised expert and practitioner knowledge of the school’s faculty and participants derived from their practical experience and research evidence. The current knowledge base has gaps in terms of the geographical and scientific discipline as well as stakeholder coverage and representation. The guidelines can be further strengthened through evaluation and continuous improvement by the global research impact assessment community.
机译:随着世界各地的政府,资助机构和研究组织寻求最大限度地提高研究投资的财务和非财务回报,研究过程的组织和资助方式变得越来越受到关注。衡量研究影响(学术出版物之外),了解科学如何发挥作用以及优化其社会和经济影响的需求和愿望都在增长。作为回应,称为研究影响评估的多学科实践正在迅速发展。鉴于该实践尚处于形成阶段,因此尚无针对国家或学科的实践者(例如资助者和负责研究项目的负责人)的系统化建议或公认标准,以指导研究影响评估。适用于所有研究学科并面向实践的严格而有效的研究影响评估过程的初始指南。该声明系统化了设计和交付国际研究影响评估学院(ISRIA)的专家知识和从业经验。它汇集了来自34个国家/地区的450多位专家和从业人员的见解,他们在这所学校运行了5年(从2013年到2017年),并分享了学校学习计划的一系列核心价值。这些见解被提炼为十点指南,这些指南涉及(1)背景,(2)目的,(3)利益相关者的需求,(4)利益相关者的参与,(5)概念框架,(6)方法和数据源, (7)指标和度量标准,(8)道德与利益冲突,(9)交流和(10)实践社区。准则可以帮助从业者改善和规范研究影响评估的过程,但绝不是详尽无遗,需要评估和持续改进。该指南的初步有效性是基于学校教师和参与者对他们的实践经验和研究证据的系统化专家和实践知识。当前的知识库在地理和科学学科以及利益相关者的覆盖范围和代表性方面存在差距。全球研究影响评估界可以通过评估和不断完善来进一步加强指南。

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