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Balancing stability and flexibility in adaptive governance: an analysis of tools available in U.S. environmental law

机译:在适应性治理中平衡稳定性和灵活性:对美国环境法中可用工具的分析

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摘要

Adaptive governance must work “on the ground,” that is, it must operate through structures and procedures that the people it governs perceive to be legitimate and fair, as well as incorporating processes and substantive goals that are effective in allowing social-ecological systems (SESs) to adapt to climate change and other impacts. To address the continuing and accelerating alterations that climate change is bringing to SESs, adaptive governance generally will require more flexibility than prior governance institutions have often allowed. However, to function as good governance, adaptive governance must pay real attention to the problem of how to balance this increased need for flexibility with continuing governance stability so that it can foster adaptation to change without being perceived or experienced as perpetually destabilizing, disruptive, and unfair. Flexibility and stability serve different purposes in governance, and a variety of tools exist to strike different balances between them while still preserving the governance institution’s legitimacy among the people governed. After reviewing those purposes and the implications of climate change for environmental governance, we examine psychological insights into the structuring of adaptive governance and the variety of legal tools available to incorporate those insights into adaptive governance regimes. Because the substantive goals of governance systems will differ among specific systems, we do not purport to comment on what the normative or substantive goals of law should be. Instead, we conclude that attention to process and procedure (including participation), as well as increased use of substantive standards (instead of rules), may allow an increased level of substantive flexibility to operate with legitimacy and fairness, providing the requisite levels of psychological, social, and economic stability needed for communities to adapt successfully to the Anthropocene.
机译:适应性治理必须“在地面上”开展工作,也就是说,它必须通过其所治理的人们认为是合法和公正的结构和程序来运作,并且必须纳入有效允许社会生态系统的流程和实质性目标( SESs)以适应气候变化和其他影响。为了应对气候变化给SES带来的持续和加速的变化,与以前的治理机构通常允许的相比,适应性治理通常需要更大的灵活性。但是,为了发挥良好的治理功能,适应性治理必须真正关注如何在不断增加的灵活性需求与持续的治理稳定性之间取得平衡的问题,以便它可以促进对变化的适应,而不会被认为或经历过永久破坏,破坏性和持久性。不公平灵活性和稳定性在治理中具有不同的目的,并且存在多种工具来实现两者之间的平衡,同时仍然保持治理机构在被统治者中的合法性。在审查了这些目的以及气候变化对环境治理的影响之后,我们研究了对适应性治理结构的心理学见解以及将这些见解纳入适应性治理制度的各种法律工具。由于治理系统的实质性目标在特定系统中会有所不同,因此我们不打算评论法律的规范性或实质性目标应该是什么。相反,我们得出的结论是,对流程和程序(包括参与)的关注以及对实质性标准的使用(而非规则)的使用,可能会带来更大程度的实质性灵活性,以合法性和公正性开展业务,从而提供必要的心理水平社区成功适应人类世纪所需的社会,经济和社会稳定。

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