SEC ADOPTS 'LARGE TRADER' REPORTING RULE

Tom Steinert-Threlkeld

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SEC ADOPTS 'LARGE TRADER' REPORTING RULE

机译：SEC通过“大额交易”报告规则

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The Securities and Exchange Commission unanimously voted to require large trading firms to identify themselves, so their market activities can be tracked. The adoption of its long-debated "large trader" reporting rule means any person who trades more than 2 million shares or $20 million worth in a single day must identify themselves and obtain an ID code for tracking purposes. Also required to identify themselves will be persons who trade 20 million shares or $200 million during any calendar month.

机译：证券交易委员会一致投票要求大型贸易公司进行身份识别，以便跟踪其市场活动。长期以来一直争论不休的“大型交易者”报告规则的采用，意味着在一天之内交易超过200万股或价值2000万美元的任何人，都必须证明自己的身份并获得ID码以进行跟踪。在任何一个日历月内交易2000万股或2亿美元的人也必须证明自己的身份。

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《Accounting Technology》 |2011年第9期|p.20|共1页
作者
Tom Steinert-Threlkeld;
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SEC ADOPTS 'LARGE TRADER' REPORTING RULE

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