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Competence Sharing Between the ECB and the National Competent Supervisory Authorities Within the Single Supervisory Mechanism (SSM)

机译:欧洲央行与国家监督机构在单一监督机制(SSM)中的权限共享

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摘要

Within the framework of the newly established Single Supervisory Mechanism (SSM), which has been in operation since 4 November 2014, the European Central Bank (ECB) cooperates with the national competent authorities (NCAs) of euro area Member States as regards the specific (supervisory) tasks conferred upon it concerning policies relating to the prudential supervision of credit institutions and other supervised entities. This Article briefly presents the SSM framework (see below under 1) and then analyses the sharing of competences between the ECB and NCAs with regard to 'significant' and 'less significant' credit institutions, financial holding companies and mixed financial holding companies (under 2). This presentation and analysis are based on the provisions of the legal acts which govern the SSM's operation.
机译:在2014年11月4日起开始运作的新建立的单一监督机制(SSM)的框架内,欧洲中央银行(ECB)与欧元区成员国的国家主管部门(NCA)就特定的(监管)赋予与信贷机构和其他受监管实体的审慎监管有关的政策的任务。本文简要介绍了SSM框架(请参阅下面的第1部分),然后分析了欧洲央行和NCA在“重要”和“不太重要”的信贷机构,金融控股公司和混合金融控股公司(第2部分)之间的权限共享。 )。本表述和分析基于管辖SSM运营的法律行为的规定。

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