A Study on Ethics of Arbitrators Focusing on Impartiality and Independence - with Implications for Korea

Eunok Park

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A Study on Ethics of Arbitrators Focusing on Impartiality and Independence - with Implications for Korea

机译：公正与独立的仲裁员伦理研究-对韩国的启示

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With many advantages, arbitration has become one of the most effective and efficient dispute resolution systems in international commercial transactions. Since arbitration is a private system that relies on arbitrators, who are also private persons, selecting an arbitrator is one of the most important processes in arbitration. The qualifications for arbitrators vary in different jurisdictions, but the common qualifications regarding arbitrator ethics are defined either in national laws or in the rules of arbitral institutions. Most national laws and arbitral institutions' rules require arbitrators to be impartial and independent, but their definitions are not clearly determined. Although it seems somewhat late, the KCAB is drafting 'the Codes of Ethics for Arbitrators' who are serving for arbitration cases under the jurisdiction of the KCAB. The draft is based on the frame of the IBA Rules of Ethics, but it will need some additions as well as modifications. Upon drafting the ethical codes, it is necessary to clearly determine the meaning of impartiality and independence which are mostly discussed regarding arbitrators' ethical obligations. Therefore, this paper studies arbitrators' ethical obligations regulated in the various national laws and the rules of arbitral institutions. This paper mostly focuses on impartiality and independence of arbitrators.

机译：仲裁具有许多优点，已成为国际商业交易中最有效，最有效的争议解决系统之一。由于仲裁是一个私人系统，该系统依赖于也是私人的仲裁员，因此选择仲裁员是仲裁中最重要的过程之一。仲裁员的资格在不同的司法管辖区有所不同，但是有关仲裁员道德的常见资格在国家法律或仲裁机构规则中有所定义。大多数国家法律和仲裁机构的规则都要求仲裁员必须公正且独立，但其定义尚不确定。尽管似乎有些晚，但KCAB正在起草《仲裁员道德守则》，该法律正在KCAB管辖范围内为仲裁案件服务。该草案基于IBA道德规范框架，但需要进行一些补充和修改。在起草道德守则时，有必要明确确定公正性和独立性的含义，而这主要是关于仲裁员道德义务的讨论。因此，本文研究了各种国家法律和仲裁机构规则中规定的仲裁员的道德义务。本文主要关注仲裁员的公正性和独立性。

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来源
《Journal of Korea Trade》 |2015年第4期|117-133|共17页
作者
Eunok Park;
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作者单位

Institute of Arbitration Law and Practice, Penn State School of Law, The Pennsylvania State University;

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原文格式 PDF
正文语种 eng
中图分类
关键词
Arbitrators' impartiality; Arbitrators' independence; Arbitrators' ethics;

机译：仲裁员的公正性;仲裁员的独立性;仲裁员的道德;

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专利

1. Challenge to arbitrator's appointment pursuant to article 10.4 of the LCIA Rules, based on article 5.3 (a declaration of any circumstances likely to give rise to any justified doubts as to an arbitrator's impartiality or independence) and article 10.3 (doubts as to impartiality or independence) [J] . Prof. William W. Park, Eva Horvath, Jean-Claude Najar Arbitration International . 2011,第3期

机译：根据LCIA规则第5.3条（声明任何可能引起对仲裁员公正性或独立性的合理怀疑的情况）和第10.3条（对公正性或独立性的怀疑）依据LCIA规则第10.4条对仲裁员的任命提出质疑
2. Challenge to arbitrator's appointment pursuant to article 10.4 of the LCIA Rules based on article 6.1 (a sole arbitrator shall not have the same nationality as any party) and article 5.3 (a declaration of any circumstances likely to give rise to any justified doubts as to an arbitrator's impartiality or independence) [J] . Jan Paulsson, Bernardo Cremades, Jean-Louis Delvolve Arbitration International . 2011,第3期

机译：根据LCIA规则第10.4条以第6.1条（独任仲裁员的国籍不得与任何当事方相同）和第5.3条（声明任何情况可能引起对正当理由的合理怀疑）为由对仲裁员的任命提出质疑仲裁员的公正性或独立性）
3. Challenge to arbitrators' appointment pursuant to article 10.4 of the LCIA Rules, based on article 10.2 (failure to act fairly and impartially) and article 10.3 (doubts as to impartiality or independence) [J] . Prof. Emmanuel Gaillard, David W. Rivkin, John Beechey Arbitration International . 2011,第3期

机译：根据LCIA规则第10.4条对仲裁员的任命提出质疑，基于第10.2条（未能公正和公正地采取行动）和第10.3条（对公正性或独立性的怀疑）
4. Democracy and New Public Service and Its Implication for Korean Public Administration: Focusing on Discourse Theory [C] . Tokie Anme International Conference on Public Administration . 2007

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5. The Changing Perception of Humanitarianism's Agenda Transforming Neutrality, Impartiality and Independence since the 1990s: The Changing Perception of Humanitarianism's Agenda [D] . Hristev, Ivaylo D. 2015

机译：自1990年代以来人道主义议程转变中立，公正和独立的观念转变：人道主义议程转变的观念
6. Problems and Implications of Shelter Planning Focusing on Habitability: A Case Study of a Temporary Disaster Shelter after the Pohang Earthquake in South Korea [O] . Mikyung Kim, Kyeonghee Kim, Eunjeong Kim 2021

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机译：从大韩民族帝国到独立时间（1897-1945）的头盔研究 - 专注于报纸 -
8. Guidance for Promoting Judicial Independence and Impartiality [R] . 2001

机译：促进司法独立和公正的指导

A Study on Ethics of Arbitrators Focusing on Impartiality and Independence - with Implications for Korea

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