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U.S. Securities and Exchange Commission Performance and Accountability Report, 2009. Putting Investors First

机译：美国证券交易委员会2009年业绩和责任报告。将投资者放在第一位

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摘要

The U.S. Securities and Exchange Commission (SEC) is an independent federal agency established pursuant to the Securities Exchange Act of 1934 (Exchange Act). It is headed by a bipartisan five-member Commission, comprised of the Chairman and four Commissioners, who are appointed by the President and confirmed by the Senate (see Appendix A: Chairman and Commissioners). The Chairman serves as the chief executive officer (CEO). The SEC is organized into five main divisions: Enforcement; Corporation Finance; Investment Management; Trading and Markets; and Risk, Strategy, and Financial Innovation. The SECs headquarters are in Washington, D.C., and it has 11 regional offices located throughout the country. In Fiscal Year (FY) 2009, the SEC received budget authority of $970 million consisting of current-year offsetting collections in the amount of $894 million, a two-year direct appropriation of $10 mil-lion, and $66 million in funds carried over from prior fiscal years. At September 30, 2009, the agency employed 3,642 Full-time Equivalents (FTE), including 3,584 permanent and 58 temporary FTE.

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