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Performance-based budgeting: Reality or rhetoric?

机译:基于绩效的预算:是现实还是夸夸其谈?

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摘要

A recurring theme in the field of public budgeting is the conflict between descriptive and normative theory. The literature related to descriptive theory suggests that factors, such as politics, the bureaucracy and economic conditions may dominate the public budget process. However, the current performance-based budgeting strategies are based on normative theory, which assumes performance information will have a direct impact on public sector resource allocations. This study examines this theme in the context of the latest performance-based budgeting effort implemented at the federal level of government: the Program Assessment Rating Tool (PART).;To inspect whether performance information has any impact on budget decisions in Congress, an analytical model that combines various factors based on the both normative and descriptive theories was developed. The model includes political, fiscal, and bureaucratic factors cited in the descriptive literatures, and performance data provided by PART. Specifically, the research question is: Does the performance information contained in PART ratings have an impact on congressional budget appropriations? Through a series of regression analyses utilizing PART data across 688 programs in 24 federal agencies for a 4 year period, this study reveals that performance information influences congressional appropriations in significant but limited ways. The impact of performance information depends on the magnitude of the descriptive theory factors.;Data analysis shows that PART not only provides evidence that performance-based budgeting can work in certain situations, but also implies it being rhetoric where the influence of performance information differs depending on the specific circumstances whether political, fiscal, or bureaucratic. The findings from this research include: (1) Performance information is vulnerable to political preferences, such as partisan goals, stakeholder pressure, and constituent needs. (2) The influence of PART is constrained by federal fiscal conditions. (3) Bureaucratic manager type dictates the patterns of performance and budget integration.;Identifying and understanding the specific conditions under which performance information is the basis for resource allocations, in particular budget decisions in Congress, has implications for improving performance-based budgeting systems. When such conditions become clear, the normative theory of basing resource allocation on measurable indicators will be more realistic and powerful.
机译:公共预算领域中反复出现的主题是描述性理论与规范性理论之间的冲突。与描述性理论有关的文献表明,诸如政治,官僚主义和经济状况等因素可能主导着公共预算过程。但是,当前基于绩效的预算策略是基于规范理论的,该理论假设绩效信息将对公共部门的资源分配产生直接影响。这项研究是在联邦政府最新实施的基于绩效的预算工作的背景下研究此主题的:计划评估评级工具(PART)。要检查绩效信息是否对国会的预算决定有影响,建立了基于规范理论和描述性理论的综合各种因素的模型。该模型包括描述性文献中引用的政治,财政和官僚因素,以及PART提供的绩效数据。具体而言,研究问题是:PART等级中包含的绩效信息是否会对国会预算拨款产生影响?通过使用24个联邦机构的688个计划中的PART数据进行为期4年的一系列回归分析,该研究表明,绩效信息以显着但有限的方式影响国会拨款。绩效信息的影响取决于描述性理论因素的大小。数据分析表明,PART不仅提供了基于绩效的预算在某些情况下可以工作的证据,而且还暗示着绩效信息的影响因具体情况而异。在特定情况下,无论是政治,财政还是官僚机构。这项研究的结果包括:(1)绩效信息容易受到政治偏好的影响,例如党派目标,利益相关者的压力和组成需要。 (2)PART的影响受到联邦财政条件的限制。 (3)官僚管理者的类型决定了绩效和预算整合的模式。确定和理解绩效信息作为资源分配基础的特定条件,特别是国会的预算决定,对改进基于绩效的预算体系具有影响。当这些条件变得清晰时,将资源分配基于可衡量指标的规范理论将变得更加现实和强大。

著录项

  • 作者

    Rhee, Dong-Young.;

  • 作者单位

    Rutgers The State University of New Jersey - Newark.;

  • 授予单位 Rutgers The State University of New Jersey - Newark.;
  • 学科 Political Science Public Administration.
  • 学位 Ph.D.
  • 年度 2009
  • 页码 190 p.
  • 总页数 190
  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类 政治理论;
  • 关键词

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