企业内部自主研发与产学研合作创新之间的互补与替代关系并存，但互补性得到了更多研究的论证。基于现有研究对两类研发活动互动关系还缺少更为深入的探讨，文章从能力互补观和吸收能力观的视角构建了企业自主研发、产学研合作研发等关键构念之间的模型关系图，提出了产学研合作创新能够促进企业形成核心技术知识、两类研发活动的相互协同和企业创新绩效提高等研究命题。通过广东科达机电的纵向案例研究，考察了企业自主研发与产学研合作创新之间的动态互动过程。研究发现，企业内部自主研发与产学研合作创新之间的互动、企业的创业导向与吸收能力有助于提升企业的内部研发效率，促进其创新能力由低阶向高阶演化。科达机电的案例研究深化了对后发企业技术能力追赶机制的理解。%Research suggests that the complementary and alternative relationship co-exists between internal independent R&D and university-industry cooperation, but complementary relationship got more support from empirical research and research that deeply explores its interaction remains scant. Based on the theory of complementary capabilities and absorptive capacity , this paper systematically investigates the relationship of some key constructs, such as internal independent R&D and university-industry cooperation enterprises' innovation capability, and sets forth a theoretical model framework and puts forward some propositions. University-industry cooperation can promote the generation of core technical knowledge and there is synergy between two types of R&D activities which can result in a positive influence on enterprises' innovation performance. Taking Keda industrial as the research subject, the study investigates its interactive process between enterprises' internal independent R&D and university-industry cooperation. The result of analysis reveals that systematic interaction relationships between the two activities can enhance the enterprises' internal R&D efficiency and helps promote the enterprises' innovation capabilities evolution from lower-order to higher-order. The case of Keda industrial deepens understanding the technological capabilities catching-up mechanism of later-comer.
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