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首页> 外文期刊>ABA Banking Journal >BSA exam procedures bring uniformity...but at a price
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BSA exam procedures bring uniformity...but at a price

机译：BSA考试程序带来统一性...但要付出代价

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Some fear flexibility, sacrificed on the altars of uniformity and certainty, will be missed, but crave more guidance in some areas. Even with mixed reviews, the 300-page tome is the new S. O.P. for Bank Secrecy Act Compliance To say that the intera-gency anti-money-laundering and Bank Secrecy Act examination proce-dures published this summer were long-awaited is putting it mildly. For months beforehand, whenever questions about how to handle this or that aspect of this heavy BSA compliance challenge came up, the answer inevitably included a reminder along the lines of "the upcoming interagency exam guidelines will clear a lot of this up." And finally they arrived. On June 30, the regulators delivered the exam procedures, as promised, and said they would begin using them in earnest in the third quarter. Over the remainder of the summer, they ran an extensive outreach program to educate bankers about the procedures, incorporating both webinars and live meetings around the country. The sessions typically included presentations by regulators as well as segments on performing BSA risk assessments, presented by bankers.
机译：在统一性和确定性的祭坛上牺牲了一些恐惧的灵活性，但他们却在某些方面渴望更多的指导。即使评论不一，这本长达300页的书仍是《银行保密法》合规性的新SOP。要说，今年夏天发布的机构间反洗钱和《银行保密法》审查程序是人们期待已久的，这简直是天方夜谭。几个月前，每当出现有关如何应对这一繁重的BSA合规性挑战方面的问题时，答案不可避免地包括一条提醒，即“即将推出的机构间考试指南将在很大程度上解决这一问题”。最后他们到了。 6月30日，监管机构按照承诺完成了考试程序，并表示将在第三季度开始认真使用它们。在整个夏季的剩余时间里，他们开展了广泛的推广计划，以向银行家介绍有关程序，并在全国范围内举办了网络研讨会和现场会议。这些会议通常包括监管机构的演讲以及银行家进行的有关进行BSA风险评估的部分。

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