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Inspection regimes and regulatory compliance: How important is the element of surprise?

机译:检查制度和监管合规性:惊喜的元素有多重要?

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Regulatory compliance is often promoted via unannounced inspections where firms found to be in violation of environmental, health, or safety regulations face punishments. When compliance is costly to firms, a key aspect of this approach is that the timing of inspections is unannounced and difficult to anticipate, lest firms comply only when they believe an inspection is likely. With data from Los Angeles (LA) County food-service health inspections, I estimate how the (in)ability to anticipate inspection timing affects compliance using a novel approach. Many facilities such as hotels, grocery stores, or food courts, consist of multiple food-service establishments sharing a single physical location. Multiple establishments within a single facility are commonly, though not always, inspected on the same day; meaning all but one of the establishments involved likely anticipate the timing of their next inspection to a considerable extent. Within such facilities, I show that establishments perform significantly worse on days in which they receive the sole inspection conducted at their facility. These sole inspections detect 7.75% more violations, 9.1% more inspection score point deductions, and 16.3% more major critical violations (the most severe violations of the county health code). (C) 2019 Elsevier B.V. All rights reserved.
机译:监管合规通常通过未经发布的检查促进,该公司发现违反环境,健康或安全法规面临惩罚。当合规性对公司成本高昂时,这种方法的一个关键方面是,检查的时间是未经认识和难以预测的,以免在他们认为可能的检查时遵守。借助洛杉矶(洛杉矶)县食品营运健康检查的数据,我估计了预期检查时间的(In)能力如何影响使用新方法的遵守情况。许多设施如酒店,杂货店或食品法院,包括多种食品服务机构,共享单一物理位置。单个设施内的多个企业通常在同一天检查;这意味着所有但其中一个涉及的机构可能会预计他们下次检查的时间相当程度。在此类设施中,我表明,在他们获得在其设施进行的唯一检查的日子里,企业表现得明显更糟。这些唯一的检查检测到违规行为7.75%,检验得分点扣除9.1%,额16.3%更为严重的关键违规行为(县卫生代码的最严重的违规行为)。 (c)2019 Elsevier B.v.保留所有权利。

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