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On the interaction between imperfect compliance and technology adoption: taxes versus tradable emissions permits

机译：关于不完全合规与技术采用之间的相互作用：税收与可交易的排放许可

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摘要

This paper analyzes the effects of the interaction between technology adoption and incomplete enforcement on the extent of violations and the rate of abatement technology adoption. We focus on price-based and quantity-based emission regulations. First, we show that in contrast to uniform taxes, under tradable emissions permits (TEPs), the fall in permit price produced by technology adoption reduces the benefits of violating the environmental regulation at the margin and leads firms to modify their compliance behavior. Moreover, when TEPs are used, the deterrent effect of the monitoring effort is reinforced by the effect that technology adoption has on the extent of violations. Second, we show that the regulator may speed up the diffusion of new technologies by increasing the stringency of the enforcement strategy in the case of TEPs while in the case of uniform taxes, the rate of adoption does not depend on the enforcement parameters.
机译：本文分析了技术采用和不完全执行之间的交互作用对违规程度和减排技术采用率的影响。我们专注于基于价格和基于数量的排放法规。首先，我们证明，与统一税相比，在可交易的排放许可（TEP）下，技术采用所产生的许可价格下降降低了在边际上违反环境法规的好处，并导致企业修改其合规行为。此外，当使用TEP时，技术采用对违规程度的影响会增强监视工作的威慑作用。第二，我们表明，监管机构可以通过提高TEP实施策略的严格性来加快新技术的传播，而在统一征税的情况下，采用率不取决于实施参数。

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  • 来源
    《Journal of regulatory economics》 |2010年第3期|p.274-291|共18页
  • 作者

    Clara Villegas-Palacio; Jessica Coria;

  • 作者单位

    Department of Economics, School of Business, Economics and Law, University of Gothenburg, PO. Box 640, 405 30 Gothenburg, Sweden,Facultad de Minas, Universidad Nacional de Colombia-Sede Medelli'n, Medellfn, Colombia;

    Department of Economics, School of Business, Economics and Law, University of Gothenburg, PO. Box 640, 405 30 Gothenburg, Sweden,Facultad de Economia y Empresa, Universidad Diego Portales, Santiago, Chile;

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  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类
  • 关键词

    technological adoption; environmental policy; imperfect compliance; enforcement;

    机译：技术采用;环境政策;不完全合规;强制执行;

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