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The Canadian Corporation and Wall Street: Application of United States Securities Laws to Canadian Issuers

机译:加拿大公司和华尔街:美国证券法对加拿大发行人的适用

摘要

The purpose of this article is to present the Canadian legal practitioner with a summary of those sections of American securities laws which are applicable to foreign issuers. Discussion, for the most part, will be limited to a brief outline of the more salient aspects of securities regulation; a complete presentation of any one feature would be impossible within the confines of a single article. Wherever possible, relevant authorities will be cited and counsel would be wise to examine their more detailed treatment. Moreover, though federal legislation in this area is not exclusive, discussion will be limited to the national acts. All issuers, however, have the additional, albeit relatively simple, burden of compliance with the u22blue skyu22 laws of each separate state in which an offering is to be made.
机译:本文的目的是向加拿大法律从业人员概述适用于外国发行人的美国证券法的那些部分。在大多数情况下,讨论将仅限于证券监管更为突出的方面的简要概述;在一篇文章的范围内不可能对任何一项功能进行完整的介绍。在可能的情况下,将引用相关部门的意见,并且明智的律师将对其进行更详细的研究。而且,尽管联邦法律在这方面不是排他性的,但是讨论将仅限于国家行为。但是,所有发行人都有额外的负担,尽管相对简单,但要遵守要在其中进行发行的每个单独州的法律。

著录项

  • 作者

    Sobie Merril;

  • 作者单位
  • 年度 1967
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  • 原文格式 PDF
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