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首页> 外文期刊>Journal of Money Laundering Control >Challenges that Russian banks face implementing the AML regulations
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Challenges that Russian banks face implementing the AML regulations

机译：俄罗斯银行在实施反洗钱法规方面面临的挑战

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摘要

Purpose – The purpose of this paper is to analyze the anti-money laundering (AML) legislation created by the Russian regulator for the financial institutions with the aim to test banks' compliance with it. Design/methodology/approach – Comparative analyses based on the data, collected from in-depth study of the regulator's legislation for financial institutions (banks), as well as interviews with practitioners and observation of banking practices. For this purpose, the activities of several banks were analyzed. Findings – The main concluding remark is that practice so far has shown the failure of the financial institutions to comply with the AML regulation. The question arises if there is unwillingness or inability of the financial institutions to comply with the regulator's rules. Research limitations/implications – The analysis of the practical implementation of the AML legislations in the financial institutions focuses on the legislative base for the regulated, behavioral patterns of the banks in the AML prevention activity, and the conflicts and debates that have emerged within the domestic AML regime. Practical implications – The paper tries to test the efficiency of the domestic preventive AML regime in Russia. The formal legislative compliance of the domestic regime with the international standards and norms does not characterize the efficiency of the existing regime. How the AML legislation is applied in practice is the main focus of the analysis. Originality/value – Studies of the peculiarities of the AML legislation implementation in different countries is one of the helpful tools to measure the efficiency of the global AML regime.
机译：目的–本文的目的是分析俄罗斯监管机构为金融机构制定的反洗钱（AML）法规，旨在测试银行是否遵守该法规。设计/方法/方法–基于数据的比较分析，这些数据是从对金融机构（银行）监管机构立法的深入研究中收集的，以及与从业人员的访谈和对银行惯例的观察。为此，分析了几家银行的活动。调查结果–主要结论是，迄今为止的实践表明，金融机构未能遵守反洗钱条例。如果金融机构不愿意或不能遵守监管机构的规则，就会出现问题。研究的局限性/意义–对金融机构中反洗钱立法的实际执行情况的分析着重于银行在反洗钱预防活动中受监管，行为方式的立法基础，以及国内出现的冲突和辩论。反洗钱制度。实际意义–本文试图检验俄罗斯国内预防性反洗钱制度的效率。国内制度对国际标准和规范的正式立法遵守并不代表现有制度的效率。分析的主要重点是如何在实践中应用反洗钱立法。原创性/价值–研究不同国家/地区反洗钱立法的特殊性是衡量全球反洗钱制度效率的有用工具之一。

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