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Investors?′ protection in the U.S.: the issue of mandatory arbitration clauses in contracts between investors and brokerage/advisory firms

机译:美国的投资者保护:投资者与经纪/咨询公司之间的合同中的强制性仲裁条款问题

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摘要

This paper proposes a review of the American literature, as well as the main rulings of Supreme Court of United States, aiming to map the pros and cons of inserting a mandatory pre-dispute arbitration clause in contracts between investors and brokerage/advisory firms that trade on the securities market. The study discusses some proposals to banish this sort of clause and some ideas to reach a middle ground solution.
机译:本文建议回顾一下美国文献以及美国最高法院的主要裁定,以图说明在投资者与进行交易的经纪/咨询公司之间的合同中插入强制性的争议前仲裁条款的利弊。在证券市场上。该研究讨论了消除此类条款的一些建议以及达成中间解决方案的一些想法。

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