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首页> 外文期刊>Journal of Money Laundering Control >Compliance and AML in Belgium: a booming sector with growing pains
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Compliance and AML in Belgium: a booming sector with growing pains

机译：比利时的合规与反洗钱：蓬勃发展的行业，痛苦不断

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Purpose – The purpose of this paper is twofold: first, the paper will map Belgian compliance officers' practices and challenges, and second, it makes an attempt to assess the effectiveness of their input in the anti-money laundering (AML) chain in Belgium: what are actual results of the fight against money laundering? Design/methodology/approach – The research starts from a criminological point of view, studying the preventive AML-policy by focusing on the compliance function in banks. In order to study this preventive approach more concretely, a survey was sent to Belgian compliance officers, asking about their practices. Second, the available statistics on 13 years of AML in Belgium were studied. Findings – The function of compliance officer implies a number of challenges or “growing pains”; problematic access to information, lack of feedback from the authorities, limited investigative means. Furthermore, although the investments of private organisations in AML have been substantial, the outcome of the AML chain seems modest. Research limitations/implications – This paper reflects the first phase of an on-going research (2006-2009). The results presented here are therefore preliminary. Originality/value – Belgium implemented a regulatory framework in 2001, obliging the installment of a compliance function within banks. The value of this research lies in the fact that this booming professional group has never been subject of research before, even though they play a crucial role in AML in particular and crime fighting in general. It is therefore of great importance to study compliance officers' views, practices, and opinions in order to get a grip on this new type of “policing”.
机译：目的–本文的目的是双重的：首先，本文将概述比利时合规官的做法和挑战，其次，它试图评估其在比利时反洗钱（AML）链中投入的有效性。 ：反洗钱的实际结果是什么？设计/方法/方法–研究从犯罪学的角度出发，通过关注银行的合规职能来研究预防性反洗钱政策。为了更具体地研究这种预防方法，向比利时合规官员发送了一份调查表，询问他们的做法。其次，研究了比利时13年反洗钱的可用统计数据。调查结果–合规官的职能意味着许多挑战或“成长中的烦恼”；信息获取困难，当局缺乏反馈，调查手段有限。此外，尽管私人组织在反洗钱方面的投资很大，但反洗钱链的结果似乎不大。研究的局限性/意义-本文反映了正在进行的研究的第一阶段（2006-2009年）。因此，此处介绍的结果是初步的。原创性/价值–比利时于2001年实施了监管框架，规定必须在银行内设立合规部门。这项研究的价值在于，尽管他们在反洗钱特别是在打击犯罪方面起着至关重要的作用，但这个蓬勃发展的专业团队以前从未受到过研究。因此，至关重要的是研究合规官的观点，实践和意见，以掌握这种新型的“警务”。

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